Compliance services
Compliance – the commercial solution to your compliance needs
Do you understand your obligations as Compliance Officer (COLP)? – In 2021 a solicitor was rebuked as they did not know they were a Partner and a COLP.
-> Is your firm compliant? Unlimited SRA (Solicitors Regulation Authority) fines are on the horizon.
This year a small firm was fined £20,000 as it did not have a practice wide risk assessment that complied with the Money Laundering Regulations.
Another was fined £3,000 for non-compliance with the Transparency rules.
Middleton Law Compliance can help – as much or little as you need.
We offer:
- A comprehensive compliance and web-site health check
- Technical compliance support
- Complaint handling and assistance with the Legal Ombudsman
- Compliance training
- File reviews and audits
- Bespoke Compliance policies, procedures and templates
- Assistance with Lexcel accreditation and visits
- Anti-Money Laundering (AML)
- GDPR and the ICO
- PII renewal
- Assistance with SRA investigations and prosecutions
Manage your risk and call us today for a confidential discussion.
Untangled Compliance Advice
